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NVK & Associates

RD, ROC and NCLT appearances

Liaison with Registrar and Share Transfer Agents, Stock Exchange(s), and appearances before RD, ROC, and NCLT.

All services

Companies that need an application or appearance before the Regional Director, the Registrar of Companies, or NCLT.

Applications for approval or compounding go to the Regional Director. Petitions and appearances before NCLT, the Regional Director, and the Registrar of Companies are this practice. Liaison with registrars, stock exchanges, depositories, and SEBI sits alongside that work.

The underlying company-law records are retainership, listed under Company Law. Write to a partner with the forum and the order or compounding sought.

Contact about this work
  • Application for approval / compounding to Regional Director
  • Drafting various petitions for compounding of offences, and Appearing as Representative before NCLT, Regional Director, Registrar of Companies
  • Liaison and co-ordination with the Registrar and Share Transfer Agents, Stock Exchange(s), Depositories and the Securities and Exchange Board of India

Other practices

  • Advisory and Consultancy

    Setting up of new business, FDI related guidance, and check-lists for internal audit for CEO / CFO certification.

  • Business Set-up

    Incorporation of private and public companies, plus PAN, GST, Professional Tax, and Shop & Establishment registrations.

  • Company Law

    DIN and DSC, retainership for private, listed, JV and not-for-profit companies, and meetings, filings, buy-back, and governance.

  • Statutory Certification

    Secretarial Audit, signing of Annual Return of Private / Public / Listed companies, and Stock Exchange related CS certification.

  • FEMA and RBI

    Liaison with the Reserve Bank of India and obtaining necessary approvals, including FDI reporting.

Questions about this work

Before which forums does NVK & Associates appear?

NCLT, the Regional Director, and the Registrar of Companies, for compounding and related applications.

Does NVK & Associates file compounding with the Regional Director?

Yes. Applications for approval or compounding to the Regional Director, and drafting of the petition, sit under this practice.

Do you liaise with stock exchanges and SEBI?

Liaison with registrars and share transfer agents, stock exchanges, depositories, and SEBI is listed under approvals and appearances.

Is this Company Law Board work?

No. Appearances that used to sit with the Company Law Board now sit with NCLT. Write to a partner with the forum and the order sought.